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ethics August 2015

Author: dave
Across
Investment industry regulatory organization of Canada
A broker shall develop and maintain skill and abilities
Financial Planning Standards Council
A broker is a professional and shall act with ____
Mutual Fund Dealers Association
Life agents governing body
You are guilty of _____ if you fail to place the interest of the client before yours
A broker shall act with ___ when providing advice
Having to do with morality
What we all would like to do?
Behavior that prescribes what you should and should not do
Down
You shall respect and protect the privacy of others
You shall always act in the ___ __ (two words)
U.S.A legislation to deter US persons from evading tax
Life insurance brokers association
Enacted to protect the privacy of individuals
Requirements for sending electronic messages
A broker shall always be ___ when providing advice
You shall act transparently
A broker shall act with ______
(two words) does the decision smell right
A brokers shall be ___ and open in all relationships